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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

RESEARCH AFFILIATES

RESEARCH AFFILIATES, LLC, CRD 120440

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:041965a8-409f-4095-7bd8-08ef112b1d4a

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 0
Observed: Mar 28, 2012 to Sep 18, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.83 institutional_share=0.17 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $32BItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 32
SEC number: 801-61153
CRD: 120440
Filings on the tape: 42
First filed: Mar 28, 2012
Latest filed: Sep 18, 2026
Organised: Limited Liability Company, CA
Website: researchaffiliates.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RESEARCH AFFILIATES EQUITY INTERNATIONAL, L.P.	Hedge Fund	$1.1B	Jul 9, 2015	22	Mar 28, 2012	dropped	021-86201
RESEARCH AFFILIATES EQUITY US LARGE, L.P.	Hedge Fund	$777M	Jul 9, 2015	37	Mar 28, 2012	dropped	021-103677
RESEARCH AFFILIATES EQUITY EMERGING MARKETS, L.P.	Hedge Fund	$429M	Jul 9, 2015	19	Mar 28, 2012	dropped	021-90538
ENHANCED RAFI GLOBAL LONG SHORT LP	Hedge Fund	$107M	Jun 1, 2012	23	Mar 28, 2012	dropped	021-86202
RESEARCH AFFILIATES CAPITAL, L.P.	Hedge Fund	$84.4M	Jul 17, 2018	2	Mar 28, 2012	dropped	021-57648
RESEARCH AFFILIATES LDI 2040, LP	Hedge Fund	$72.7M	Jun 1, 2012	3	Mar 28, 2012	dropped	021-93312
RESEARCH AFFILIATES EQUITY US SMALL, L.P.	Hedge Fund	$46.3M	Jul 9, 2015	6	Mar 28, 2012	dropped	021-81584
RESEARCH AFFILIATES EQUITY SMALL INTERNATIONAL, L.P.	Hedge Fund	$39.3M	Jul 9, 2015	3	Mar 28, 2012	dropped	021-115870
RA CONCEPT I, LLC	Other Private Fund	$4.7M	Mar 21, 2024	1	Mar 30, 2023	reported	n/a
RESEARCH AFFILIATES US LOW VOLATILITY EQUITY INCOME LP	Hedge Fund	$3.4M	Mar 28, 2014	3	Mar 28, 2012	dropped	021-166845
RESEARCH AFFILIATES US VALUE OPPORTUNITIES LP	Other Private Fund	$2.2M	Oct 9, 2024	21	Mar 30, 2023	reported	021-477493
RESEARCH AFFILIATES FUNDAMENTAL ACTIVE LP	Hedge Fund	$2.0M	Jun 1, 2012	8	Mar 28, 2012	dropped	021-172495
RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY EX US, L.P.	Hedge Fund	$0	Jul 9, 2015	6	Mar 28, 2012	dropped	021-146485
RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY, L.P.	Hedge Fund	$0	Jul 9, 2015	16	Mar 28, 2012	dropped	021-146486

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNOTT FAMILY TRUST	MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC	C	yes	10/2011	Sep 4, 2015	Oct 9, 2024
ARNOTT, ROBERT, DOUGLAS	NON-EXECUTIVE CHAIRMAN	Na	yes	03/2002	Mar 28, 2012	Oct 9, 2024
ARNOTT, ROBERT, DOUGLAS	TRUSTOR AND TRUSTEE ARNOTT FAMILY TRUST A MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC. INCLUDES BENEFICIAL INTERESTS.	D	yes	08/2002	Mar 28, 2012	Oct 9, 2024
BRIGHTMAN, CHRISTOPHER, JON	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	07/2021	May 14, 2014	Oct 9, 2024
LALJI, REENA, SHUKLA	CHIEF OPERATING OFFICER	Na	yes	06/2023	Mar 30, 2022	Oct 9, 2024
RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC	HOLDING COMPANY	E	yes	01/2012	Mar 28, 2012	Oct 9, 2024
ZANE, ELAINE, TZOU	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 17, 2023	Oct 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RA CONCEPTS GP LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$28B	$26B	66	29	0	n/a	n/a
2024	Mar 27, 2025	$26B	$25B	71	35	0	2	n/a
2023	Mar 21, 2024	$28B	$27B	67	35	1	2	$6.6M
2022	Mar 30, 2023	$28B	$26B	65	35	1	2	$4.5M
2021	Mar 30, 2022	$35B	$33B	81	28	1	n/a	n/a
2020	Mar 25, 2021	$31B	$30B	69	35	0	n/a	n/a
2019	Mar 19, 2020	$37B	$11B	85	41	0	n/a	n/a
2018	Mar 27, 2019	$37B	$10B	84	40	0	n/a	n/a
2017	Mar 27, 2018	$42B	$10B	83	33	0	1	$84.4M
2016	Feb 21, 2017	$39B	$9.2B	81	37	n/a	1	$72.0M
2015	Mar 28, 2016	$42B	$7.5B	84	35	n/a	1	$56.9M
2014	Mar 26, 2015	$67B	$8.2B	88	40	n/a	8	$2.4B
2013	Mar 28, 2014	$77B	$8.0B	79	42	n/a	9	$3.0B
2012	Mar 27, 2013	$70B	$6.0B	65	35	n/a	9	$2.3B
2011	Mar 28, 2012	$46B	$4.6B	n/a	n/a	n/a	12	$1.3B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$32B	$26B	22.5%	$28B	5.1%	31	71	0	0

Relationships

Advises (14)

→ RESEARCH AFFILIATES US VALUE OPPORTUNITIES LPPrivate fundOther Private Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ RA CONCEPT I, LLCPrivate fundOther Private Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ RESEARCH AFFILIATES CAPITAL, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 17, 2018factForm ADV
→ RESEARCH AFFILIATES EQUITY INTERNATIONAL, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY US LARGE, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY EX US, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY EMERGING MARKETS, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY SMALL INTERNATIONAL, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES EQUITY US SMALL, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 9, 2015factForm ADV
→ RESEARCH AFFILIATES US LOW VOLATILITY EQUITY INCOME LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Mar 28, 2014factForm ADV
→ RESEARCH AFFILIATES FUNDAMENTAL ACTIVE LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jun 1, 2012factForm ADV
→ ENHANCED RAFI GLOBAL LONG SHORT LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jun 1, 2012factForm ADV
→ RESEARCH AFFILIATES LDI 2040, LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jun 1, 2012factForm ADV

Controls (6)

← ARNOTT, ROBERT, DOUGLASOwnerTRUSTOR AND TRUSTEE ARNOTT FAMILY TRUST A MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC. INCLUDES BENEFICIAL INTERESTS., ownership code D, individual
Mar 28, 2012 to Oct 9, 2024factForm ADV
← BRIGHTMAN, CHRISTOPHER, JONOwnerCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
May 14, 2014 to Oct 9, 2024factForm ADV
← LALJI, REENA, SHUKLAOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2022 to Oct 9, 2024factForm ADV
← ZANE, ELAINE, TZOUOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 17, 2023 to Oct 9, 2024factForm ADV
← ARNOTT FAMILY TRUSTOwnerMEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC, ownership code C, domestic entity
Sep 4, 2015 to Oct 9, 2024factForm ADV
← RESEARCH AFFILIATES GLOBAL HOLDINGS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 28, 2012 to Oct 9, 2024factForm ADV

Dated events

Occurred
Jul 18, 2023
Control person left
Diederich Joseph Hattesohl (Chief Financial Officer) no longer on Schedule A of Research Affiliates (listed 2023-03-30, absent 2023-07-18)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2023
Control person joined
Tzou Elaine Zane (Chief Compliance Officer) appeared on Schedule A of Research Affiliates
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Michael Daniel Harkins (General Counsel And Chief Compliance Officer) no longer on Schedule A of Research Affiliates (listed 2021-08-02, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Shukla Reena Lalji (General Counsel And Chief Compliance Officer) appeared on Schedule A of Research Affiliates
Form ADVobserved 6 days ago
Occurred
Aug 2, 2021
Control person left
Kamali Asher Ailey (Chief Administrative Officer, General Counsel And Chief Compliance Officer) no longer on Schedule A of Research Affiliates (listed 2021-07-23, absent 2021-08-02)
Form ADVobserved 6 days ago
Occurred
Aug 2, 2021
Control person joined
Michael Daniel Harkins (General Counsel And Chief Compliance Officer) appeared on Schedule A of Research Affiliates
Form ADVobserved 6 days ago
Occurred
Jul 23, 2021
Control person left
Foulkrod Katrina Sherrerd (Chief Executive Officer) no longer on Schedule A of Research Affiliates (listed 2021-03-25, absent 2021-07-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:041965a8-409f-4095-7bd8-08ef112b1d4a
First observed: Mar 28, 2012
Last observed: Sep 18, 2026 3 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESEARCH AFFILIATES

RESEARCH AFFILIATES, LLC, CRD 120440

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:041965a8-409f-4095-7bd8-08ef112b1d4a

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RESEARCH AFFILIATES EQUITY INTERNATIONAL, L.P.

Hedge Fund

$1.1B

Jul 9, 2015

Mar 28, 2012

dropped

021-86201

RESEARCH AFFILIATES EQUITY US LARGE, L.P.

Hedge Fund

$777M

Jul 9, 2015

Mar 28, 2012

dropped

021-103677

RESEARCH AFFILIATES EQUITY EMERGING MARKETS, L.P.

Hedge Fund

$429M

Jul 9, 2015

Mar 28, 2012

dropped

021-90538

ENHANCED RAFI GLOBAL LONG SHORT LP

Hedge Fund

$107M

Jun 1, 2012

Mar 28, 2012

dropped

021-86202

RESEARCH AFFILIATES CAPITAL, L.P.

Hedge Fund

$84.4M

Jul 17, 2018

Mar 28, 2012

dropped

021-57648

RESEARCH AFFILIATES LDI 2040, LP

Hedge Fund

$72.7M

Jun 1, 2012

Mar 28, 2012

dropped

021-93312

RESEARCH AFFILIATES EQUITY US SMALL, L.P.

Hedge Fund

$46.3M

Jul 9, 2015

Mar 28, 2012

dropped

021-81584

RESEARCH AFFILIATES EQUITY SMALL INTERNATIONAL, L.P.

Hedge Fund

$39.3M

Jul 9, 2015

Mar 28, 2012

dropped

021-115870

RA CONCEPT I, LLC

Other Private Fund

$4.7M

Mar 21, 2024

Mar 30, 2023

reported

n/a

RESEARCH AFFILIATES US LOW VOLATILITY EQUITY INCOME LP

Hedge Fund

$3.4M

Mar 28, 2014

Mar 28, 2012

dropped

021-166845

RESEARCH AFFILIATES US VALUE OPPORTUNITIES LP

Other Private Fund

$2.2M

Oct 9, 2024

Mar 30, 2023

reported

021-477493

RESEARCH AFFILIATES FUNDAMENTAL ACTIVE LP

Hedge Fund

$2.0M

Jun 1, 2012

Mar 28, 2012

dropped

021-172495

RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY EX US, L.P.

Hedge Fund

Jul 9, 2015

Mar 28, 2012

dropped

021-146485

RESEARCH AFFILIATES EQUITY GLOBAL ALL COUNTRY, L.P.

Hedge Fund

Jul 9, 2015

Mar 28, 2012

dropped

021-146486

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARNOTT FAMILY TRUST

MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC

yes

10/2011

Sep 4, 2015

Oct 9, 2024

ARNOTT, ROBERT, DOUGLAS

NON-EXECUTIVE CHAIRMAN

yes

03/2002

Mar 28, 2012

Oct 9, 2024

ARNOTT, ROBERT, DOUGLAS

TRUSTOR AND TRUSTEE ARNOTT FAMILY TRUST A MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC. INCLUDES BENEFICIAL INTERESTS.

yes

08/2002

Mar 28, 2012

Oct 9, 2024

BRIGHTMAN, CHRISTOPHER, JON

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

07/2021

May 14, 2014

Oct 9, 2024

LALJI, REENA, SHUKLA

CHIEF OPERATING OFFICER

yes

06/2023

Mar 30, 2022

Oct 9, 2024

RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC

HOLDING COMPANY

yes

01/2012

Mar 28, 2012

Oct 9, 2024

ZANE, ELAINE, TZOU

CHIEF COMPLIANCE OFFICER

yes

01/2023

Jan 17, 2023

Oct 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RA CONCEPTS GP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$28B

$26B

n/a

2024

Mar 27, 2025

$26B

$25B

n/a

2023

Mar 21, 2024

$28B

$27B

$6.6M

2022

Mar 30, 2023

$28B

$26B

$4.5M

2021

Mar 30, 2022

$35B

$33B

n/a

2020

Mar 25, 2021

$31B

$30B

n/a

2019

Mar 19, 2020

$37B

$11B

n/a

2018

Mar 27, 2019

$37B

$10B

n/a

2017

Mar 27, 2018

$42B

$10B

$84.4M

2016

Feb 21, 2017

$39B

$9.2B

n/a

$72.0M

2015

Mar 28, 2016

$42B

$7.5B

n/a

$56.9M

2014

Mar 26, 2015

$67B

$8.2B

n/a

$2.4B

2013

Mar 28, 2014

$77B

$8.0B

n/a

$3.0B

2012

Mar 27, 2013

$70B

$6.0B

n/a

$2.3B

2011

Mar 28, 2012

$46B

$4.6B

n/a

$1.3B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$32B

$26B

22.5%

$28B

5.1%