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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Red Wing, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 18, 2025 | n/a | yes | Red Wing, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | Aug 21, 2025 | no | RED WING, MN|BLOOMINGTON, MN|RED WING, MN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Feb 5, 2014 | Nov 29, 2017 | no | RED WING, MN|Eagan, MN|Hastings, MN|LOS ANGELES, CA|BLOOMINGTON, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 21, 2025 | Aug 18, 2025 | -3 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:MN:2025-08-21 | Aug 21, 2025 | Aug 18, 2025 | RED WING, MN | Firm change |
| 29604:6413:MN:2017-11-29 | Nov 29, 2017 | Nov 29, 2017 | BLOOMINGTON, MN | Firm change |