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T••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

T••• A•••••••• I•••

CRD 171291

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Search this name across graphsid dfx:ria:042ad3d4-816e-7e0a-74de-60a0691dad51

Data as of Feb 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2014 to Feb 25, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $47.1MItem 5.F on the latest filing (2025-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $47.1M
Private client RAUM: $47.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• N••••	PRESIDENT, CHIEF EXCUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	06/2006	Apr 22, 2014	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$47.1M	$32.8M	43.7%	$60.2M	-7.8%	2	2	0	0

Relationships

Controls (1)

← A••••••• N••••OwnerPRESIDENT, CHIEF EXCUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 22, 2014 to Mar 26, 2024factForm ADV

Dated events

Occurred
Jul 1, 2025
Left the SEC roster
T••• A•••••••• I••• no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $47.1M)
Form ADVobserved 7 days ago
$47.1M
Occurred
Apr 22, 2014
First Form ADV filing
T••• A•••••••, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:042ad3d4-816e-7e0a-74de-60a0691dad51
First observed: Apr 22, 2014
Last observed: Feb 25, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.