DFX Intelligence

R•••••• R•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R•••••• R•••• P••••

Advisor at P•••••• C•••••• M••••••••• G••••• L••

Kansas City, MO | Denver, CO

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Search this name across graphsid dfx:ria:0437ec53-ee6f-1b7c-354e-84fbef5e8a94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C•••••• M••••••••• G••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C•••••• M••••••••• G••••• L••	Mixed wealth	Apr 20, 2021	n/a	yes	Kansas City, MO\|Denver, CO	Current employment
U•• F•••••••• S•••••••• I•••	Independent wealth	Mar 11, 2019	Apr 1, 2021	no	OAKBROOK TERRACE, IL\|Chicago, IL\|KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S•••••••• I•••	P•••••• C•••••• M••••••••• G••••• L••	Apr 1, 2021	Apr 20, 2021	19	Firm change	Other
M••••• S••••••	U•• F•••••••• S•••••••• I•••	Feb 13, 2019	Mar 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
17073:311623:MO:2021-04-01	Apr 1, 2021	Apr 20, 2021	KANSAS CITY, MO	Firm change

Relationships

Registered with (3)

→ P•••••• C•••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Apr 20, 2021 to presentfactForm ADV
→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2019 to Apr 1, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 26, 2013 to Feb 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0437ec53-ee6f-1b7c-354e-84fbef5e8a94
First observed: Sep 26, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.