DFX Intelligence

T•• P•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

T•• P•••• I•••

CRD 316015

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Search this name across graphsid dfx:ria:046255eb-02e6-50d2-292a-db5c32d5e7b3

Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Jan 12, 2022 to Apr 6, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.61 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $416M••• Locked
Discretionary RAUM: $215M
Private client RAUM: $135Mderived••• Locked
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• P•••• D•••••• A••••• M••••• F••• I•	Hedge Fund	$30.0M	May 5, 2023	34	Sep 22, 2021	dropped	021-403158
T•• P•••• L••••• Y•••• M••••• F••• I•	Hedge Fund	$5.0M	Jan 12, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• A••••••••	MANAGING PARTNER	C	yes	05/2019	Jan 12, 2022	Oct 8, 2024
C••• N••••••••• J•••••	CHIEF INVESTMENT OFFICER	B	yes	02/2020	Jan 12, 2022	Oct 8, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$416M	$400M	4.1%	$100M	60.9%	11	12	0	0

Relationships

Controls (5)

← C••• N••••••••• J•••••OwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Jan 12, 2022 to Oct 8, 2024factForm ADV
← O•••• N•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 31, 2023 to Oct 8, 2024factForm ADV
← R••••••• A•••• W••••OwnerVP OF CAPITAL FORMATION, ownership code A, individual
Oct 30, 2023 to Oct 8, 2024factForm ADV
← B••••• A••••••••OwnerMANAGING PARTNER, ownership code C, individual
Jan 12, 2022 to Oct 8, 2024fact

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$150M
Occurred
Mar 26, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$125M
Occurred
Oct 30, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:046255eb-02e6-50d2-292a-db5c32d5e7b3
First observed: Jan 12, 2022
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.