DFX Intelligence

C•••••• L••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C•••••• L••••• F•••••••••

Advisor at L•• F•••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:0462f76b-dc53-3573-97e2-83a91f42acd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 19, 2025	n/a	yes	MEMPHIS, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Mar 12, 2018	Aug 22, 2025	no	MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Aug 22, 2025	Jun 19, 2025	-64	Bulk transfer	RIA to ibd
A••••••• I••••••••• L••	F•••• H•••••• A•••••••• I••	Dec 31, 2016	Mar 12, 2018

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 19, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 12, 2018 to Aug 22, 2025factForm ADV
→ A••••••• I••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2012 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0462f76b-dc53-3573-97e2-83a91f42acd3
First observed: Oct 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.