J••••••• U•••

Advisor at K•• I••••••••• S••••••• L••

Tarrytown, NY | BROOKLYN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	BROOKLYN, OH\|Tarrytown, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 24, 2014	Apr 10, 2026	no	HARTSDALE, NY\|West Harrison, NY\|SCARSDALE, NY\|SCARSDALE, NY\|LARCHMONT, NY\|HARTSDALE, NY\|SCARSDALE, NY\|SCARSDALE, NY\|NEW YORK, NY\|SCARSDALE, NY\|NEW YORK, NY\|SCARSDALE, NY\|HARTSDALE, NY\|West Harrison, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	K•• I••••••••• S••••••• L••	Apr 10, 2026	Sep 1, 2026	144	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2014 to Apr 10, 2026factForm ADV

Dated events

Order

Occurred
10 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 24, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.