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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SAYBROOK CAPITAL CORP

CRD 107679

SAG HARBOR, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0474cdc7-a532-9d85-9f05-b16f412ee86b

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Feb 17, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $503MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $503M
Private client RAUM: $474MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 155
High net worth clients: 151
SEC number: 801-35487
CRD: 107679
Filings on the tape: 17
First filed: Mar 23, 2012
Latest filed: Feb 17, 2026
Organised: Corporation, NC
Website: saybrookcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BABCOCK, LUKE, MCDANIEL	CHIEF COMPLIANCE OFFICER, CO-MANAGING PRINCIPAL	C	yes	01/2008	Mar 23, 2012	Feb 28, 2024
HIRSCH, SCOTT, ROBINSON	SECRETARY, CO-MANAGING PRINCIPAL	C	yes	01/2008	Mar 1, 2013	Feb 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$503M	$503M	4	2	1	n/a	n/a
2024	Feb 21, 2025	$489M	$489M	5	2	1	n/a	n/a
2023	Feb 28, 2024	$438M	$438M	5	2	1	n/a	n/a
2022	Mar 1, 2023	$391M	$391M	5	2	1	n/a	n/a
2021	Mar 23, 2022	$476M	$476M	5	2	1	n/a	n/a
2020	Mar 24, 2021	$385M	$385M	5	2	1	n/a	n/a
2019	Mar 25, 2020	$329M	$329M	5	2	1	n/a	n/a
2018	Mar 26, 2019	$287M	$287M	5	2	1	n/a	n/a
2017	Mar 27, 2018	$298M	$298M	5	2	1	n/a	n/a
2016	Mar 24, 2017	$255M	$255M	5	2	n/a	n/a	n/a
2015	Mar 18, 2016	$242M	$242M	5	2	n/a	n/a	n/a
2014	Mar 20, 2015	$257M	$257M	5	2	n/a	n/a	n/a
2013	Mar 18, 2014	$238M	$238M	5	2	n/a	n/a	n/a
2012	Mar 18, 2013	$215M	$215M	5	2	n/a	n/a	n/a
2011	Mar 23, 2012	$341M	$215M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$503M	$489M	2.8%	$391M	8.7%	4	5	1	1

Relationships

Controls (2)

← HIRSCH, SCOTT, ROBINSONOwnerSECRETARY, CO-MANAGING PRINCIPAL, ownership code C, individual
Mar 1, 2013 to Feb 28, 2024factForm ADV
← BABCOCK, LUKE, MCDANIELOwnerCHIEF COMPLIANCE OFFICER, CO-MANAGING PRINCIPAL, ownership code C, individual
Mar 23, 2012 to Feb 28, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0474cdc7-a532-9d85-9f05-b16f412ee86b
First observed: Mar 23, 2012
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAYBROOK CAPITAL CORP

CRD 107679

SAG HARBOR, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0474cdc7-a532-9d85-9f05-b16f412ee86b

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BABCOCK, LUKE, MCDANIEL

CHIEF COMPLIANCE OFFICER, CO-MANAGING PRINCIPAL

yes

01/2008

Mar 23, 2012

Feb 28, 2024

HIRSCH, SCOTT, ROBINSON

SECRETARY, CO-MANAGING PRINCIPAL

yes

01/2008

Mar 1, 2013

Feb 28, 2024

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$503M

n/a

2024

Feb 21, 2025

$489M

n/a

2023

Feb 28, 2024

$438M

n/a

2022

Mar 1, 2023

$391M

n/a

2021

Mar 23, 2022

$476M

n/a

2020

Mar 24, 2021

$385M

n/a

2019

Mar 25, 2020

$329M

n/a

2018

Mar 26, 2019

$287M

n/a

2017

Mar 27, 2018

$298M

n/a

2016

Mar 24, 2017

$255M

n/a

2015

Mar 18, 2016

$242M

n/a

2014

Mar 20, 2015

$257M

n/a

2013

Mar 18, 2014

$238M

n/a

2012

Mar 18, 2013

$215M

n/a

2011

Mar 23, 2012

$341M

$215M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$503M

$489M

2.8%

$391M

8.7%