DFX Intelligence

P••• S••••• C•••••• A•••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••• S••••• C•••••• A•••••••• L•••••

CRD 115443

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Search this name across graphsid dfx:ria:0477cb67-341a-7f51-c15a-f1299df6dba2

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 15
On other graphs: 2
Observed: Dec 1, 2011 to Jul 13, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P••• S••••• C•••••• A•••••••• L•••••

Manager with allocator commitments · key crd, key sfn adviser, shared crd

Venture Capitalidentity

P••• S••••• C•••••• A•••••••• L•••••

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $506M••• Locked
Discretionary RAUM: $506M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• S••••• C•••••• P•••••• E••••• F••• X•• L•••	Other Private Fund	$257M	Jul 13, 2026	146	Mar 16, 2015	reported	021-210123
P••• S••••• C•••••• P•••••• E••••• F••• X• L•••	Other Private Fund	$88.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• D•••• B••••••	MEMBER AND MANAGING DIRECTOR	C	yes	01/2014	Dec 1, 2011	Nov 18, 2024
B•••••• D•••• B••••••	Member	C	yes	01/2014	Dec 1, 2011	Nov 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• S••••• C•••••• N•••••• R••••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P••• S••••• C•••••• N•••••• R••••••• F••• I•• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P••• S••••• C•••••• N•••••• R••••••• F••• I• G•• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$506M	$689M	-26.6%	$1.1B	-22.1%	6	6	0	0

Relationships

Advises (18)

→ P••• S••••• C•••••• N•••••• R••••••• F••• V• L•••Private fundOther Private Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ P••• S••••• C•••••• P•••••• E••••• F••• I•• L•••Private fundOther Private Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ P••• S••••• C•••••• P•••••• E••••• F••• X•• L•••Private fundOther Private Fund, IA
Mar 16, 2015 to presentfactForm ADV
→ P••• S••••• C•••••• N•••••• R••••••• F••• I•• L•••

Dated events

Occurred
Jul 13, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-293M
Occurred
Jul 13, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 13, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 13, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0477cb67-341a-7f51-c15a-f1299df6dba2
First observed: Dec 1, 2011
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.