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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DANIEL WILLIAM SOPHER

Advisor at LPL FINANCIAL LLC

UNION DALE, PA | METUCHEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:047989a0-9787-22c1-87c8-4450f6c4e5b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 10, 1996
First registration: Jun 6, 2002
Dual registered: yes, broker-dealer
Other names: DANIEL WILLIAMS SOPHER
IAPD individual key: 1254823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 21, 2023	n/a	yes	METUCHEN, NJ\|UNION DALE, PA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 20, 2016	Jun 20, 2023	no	METUCHEN, NJ	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 25, 2003	Sep 22, 2016	no	METUCHEN, NJ\|Cranford, NJ\|AUSTIN, TX	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Jun 6, 2002	Dec 18, 2003	no	PISCATAWAY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Jun 20, 2023	Jun 21, 2023	1	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 20, 2016	-155	Bulk transfer	Other
VERAVEST INVESTMENT ADVISORS, INC.	NFP ADVISOR SERVICES, LLC	Dec 18, 2003	Nov 25, 2003	-23	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:6413:NJ:2023-06-20	Jun 20, 2023	Jun 21, 2023	METUCHEN, NJ	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 21, 2023 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 20, 2016 to Jun 20, 2023factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 25, 2003 to Sep 22, 2016factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jun 6, 2002 to Dec 18, 2003factForm ADV

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
Daniel William Sopher left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2023-06-21)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:047989a0-9787-22c1-87c8-4450f6c4e5b7
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL WILLIAM SOPHER

Advisor at LPL FINANCIAL LLC

UNION DALE, PA | METUCHEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:047989a0-9787-22c1-87c8-4450f6c4e5b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jun 21, 2023

n/a

yes

METUCHEN, NJ|UNION DALE, PA

Current employment

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Apr 20, 2016

Jun 20, 2023

METUCHEN, NJ

Previous registration

NFP ADVISOR SERVICES, LLC

Former SEC adviser

Nov 25, 2003

Sep 22, 2016

METUCHEN, NJ|Cranford, NJ|AUSTIN, TX

Previous registration

VERAVEST INVESTMENT ADVISORS, INC.

n/a

Jun 6, 2002

Dec 18, 2003

PISCATAWAY, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KESTRA ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

Jun 20, 2023

Jun 21, 2023

Firm change

Ibd to ibd

NFP ADVISOR SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

Sep 22, 2016

Apr 20, 2016

-155

Bulk transfer

Other

VERAVEST INVESTMENT ADVISORS, INC.

NFP ADVISOR SERVICES, LLC

Dec 18, 2003

Nov 25, 2003

-23

Firm change

Other

Team

Left

Joined

From

Kind

283330:6413:NJ:2023-06-20

Jun 20, 2023

Jun 21, 2023

METUCHEN, NJ

Firm change