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Advisor at RBC CAPITAL MARKETS, LLC
Randolph, NJ | FLORHAM PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 7, 2021 | n/a | yes | FLORHAM PARK, NJ|Randolph, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 24, 2015 | Sep 23, 2021 | no | FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Sep 23, 2021 | Sep 7, 2021 | -16 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:NJ:2021-09-23 | Sep 23, 2021 | Sep 7, 2021 | FLORHAM PARK, NJ | Firm change |