DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at UBS FINANCIAL SERVICES INC.
HUNT VALLEY, MD | Easton, MD | Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 28, 2008 | n/a | yes | HUNT VALLEY, MD|Easton, MD|Baltimore, MD | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Sep 11, 2008 | no | TOWSON, MD|NEW YORK, NY|TOWSON, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Dec 10, 1996 | Feb 21, 2006 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Sep 11, 2008 | Aug 28, 2008 | -14 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |