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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

MARK EDWARD MORASH

Advisor at OSAIC WEALTH, INC.

WESTWOOD, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 12, 1991
First registration: May 7, 1999
Dual registered: yes, broker-dealer
Other names: MARK E MORASH
IAPD individual key: 2156085

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	WESTWOOD, KS	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	SOUTH PASADENA, CA\|WESTWOOD, KS	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 5, 2014	May 13, 2016	no	WESTWOOD, KS\|PASADENA, CA\|WESTWOOD, KS	Previous registration
BANKERS & INVESTORS CO.	n/a	Jan 31, 2012	Nov 3, 2014	no	ROELAND PARK, KS\|KANSAS CITY, KS\|KANSAS CITY, KS\|WESTWOOD, KS	Previous registration
HARBOR FINANCIAL SERVICES, LLC	Former SEC adviser	Mar 16, 2006	Jan 27, 2012	no	DALLAS, TX\|MOBILE, AL\|WESTWOOD, KS\|WESTWOOD, KS	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 7, 1999	Dec 7, 2004	no	WESTWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
BANKERS & INVESTORS CO.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Nov 3, 2014	Nov 5, 2014	2	Firm change	Other
HARBOR FINANCIAL SERVICES, LLC	BANKERS & INVESTORS CO.	Jan 27, 2012	Jan 31, 2012	4	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	HARBOR FINANCIAL SERVICES, LLC	Dec 7, 2004	Mar 16, 2006	464	Firm change after gap	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 5, 2014 to May 13, 2016factForm ADV
→ BANKERS & INVESTORS CO.Registered adviserregistration: previous registration
Jan 31, 2012 to Nov 3, 2014factForm ADV
→ HARBOR FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 16, 2006 to Jan 27, 2012factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 7, 1999 to Dec 7, 2004factForm ADV

Dated events

No dated event names this entity yet.