DFX Intelligence

M••• A•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

M••• A•••••• B•••••

Advisor at L••••• I••••••••• S•••••••• L••

RANCHO CUCAMONGA, CA

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Search this name across graphsid dfx:ria:049136d1-c286-f5ba-090a-236437c35392

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• I••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• I••••••••• S•••••••• L••	State registered	Jun 24, 2020	n/a	yes	RANCHO CUCAMONGA, CA\|RANCHO CUCAMONGA, CA	Current employment
W••••••• F••••••••• L••	n/a	Jan 3, 2018	Jul 30, 2020	no	RANCHO CUCAMONGA, CA\|RANCHO CUCAMONGA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F••••••••• L••	L••••• I••••••••• S•••••••• L••	Jul 30, 2020	Jun 24, 2020	-36	Firm change after gap	Other
S••••••••• I••••••••• L••	W••••••• F••••••••• L••	Oct 12, 2017	Jan 3, 2018

Relationships

Registered with (3)

→ L••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 24, 2020 to presentfactForm ADV
→ W••••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2018 to Jul 30, 2020factForm ADV
→ S••••••••• I••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2016 to Oct 12, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:049136d1-c286-f5ba-090a-236437c35392
First observed: Jun 24, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.