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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Albuquerque, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 8, 2015 | n/a | yes | Albuquerque, NM | Current employment |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Feb 11, 2010 | Apr 7, 2015 | no | DALLAS, TX|ALBUQUERQUE, NM | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jun 21, 2007 | Feb 4, 2010 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 7, 2015 | Apr 8, 2015 | 1 | Firm change | Other |
| HILLTOP SECURITIES INC. | MOMENTUM INDEPENDENT NETWORK INC. | Feb 4, 2010 | Feb 11, 2010 | 7 | Firm change | Other |