DFX Intelligence
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Reading the graph
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Advisor at S••••• W••••• G••••
COLORADO SPRINGS, CO | MERIDIAN, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• G•••• | Independent wealth | May 5, 2025 | n/a | yes | COLORADO SPRINGS, CO|MERIDIAN, MS | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jan 31, 2014 | May 5, 2025 | no | WALTHAM, MA|MERIDIAN, MS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | S••••• W••••• G•••• | May 5, 2025 | May 5, 2025 | 0 | Bulk transfer | Ibd to new firm |
| L•• F•••••••• L•• | C••••••••• F•••••••• N•••••• | Feb 25, 2014 | Jan 31, 2014 |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 16, 2007 | Feb 25, 2014 | no | MERIDIAN, MS|FORT MILL, SC|MERIDIAN, MS | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 14, 2000 | Mar 14, 2007 | no | MERIDIAN, MS|MERIDIAN, MS | Previous registration |
| -25 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | L•• F•••••••• L•• | Mar 14, 2007 | Feb 16, 2007 | -26 | Firm change | Other |