DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 16, 2026 | n/a | yes | Pasadena, CA | Current employment |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Apr 10, 2025 | Apr 16, 2026 | no | NEWPORT BEACH, CA|Pasadena, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Apr 16, 2026 | Apr 16, 2026 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 877:705:CA:2026-04-16 | Apr 16, 2026 | Apr 16, 2026 | PASADENA, CA | Firm change |