DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• W••••• P•••••••• L••
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• W••••• P•••••••• L•• | Independent wealth | Jan 23, 2024 | n/a | yes | New York, NY | Current employment |
| W••••• W••••• M••••••••• | Independent wealth | Sep 24, 2018 | Nov 1, 2023 | no | RED BANK, NJ|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• W••••• M••••••••• | V•••• W••••• P•••••••• L•• | Nov 1, 2023 | Jan 23, 2024 | 83 | Firm change | RIA to RIA |
| M•• I•••••••• S•••••••• L•• | W••••• W••••• M••••••••• | Nov 12, 2014 | Sep 24, 2018 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Oct 11, 2013 | Nov 12, 2014 | no | NEW YORK, NY | Previous registration |
| L•••• A•••••••• I••• | n/a | Apr 7, 2011 | Nov 10, 2014 | no | NEW YORK, NY | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 2, 2006 | Jun 27, 2008 | no | COLUMBIA, SC | Previous registration |
| 1,412 |
| Firm change after gap |
| Other |
| L•••• A•••••••• I••• | M•• I•••••••• S•••••••• L•• | Nov 10, 2014 | Oct 11, 2013 | -395 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | L•••• A•••••••• I••• | Jun 27, 2008 | Apr 7, 2011 | 1,014 | Firm change after gap | Other |