DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATOS WEALTH PARTNERS, LTD
Naperville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | Naperville, IL | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Jul 6, 2026 | no | NAPERVILLE, IL|St. Petersburg, FL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 23, 2017 | Jun 14, 2024 | no | Naperville, IL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Feb 1, 2016 | Nov 6, 2017 | no | NAPERVILE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | STRATOS WEALTH PARTNERS, LTD | Jul 6, 2026 | Jul 1, 2026 | -5 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Nov 6, 2017 | Oct 23, 2017 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110518:IL:2017-10-25 | Nov 6, 2017 | Oct 23, 2017 | NAPERVILE, IL | Firm change |