DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner35 years in industry

JOHN RICHARD CLARK

Advisor at WAYPOINTS FINANCIAL

SEBRING, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04aeafe6-a2e9-e934-21eb-ea1843528b5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAYPOINTS FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 14, 1991
First registration: Aug 27, 2001
Dual registered: no
IAPD individual key: 2139449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAYPOINTS FINANCIAL	Independent wealth	Mar 23, 2012	n/a	yes	SEBRING, FL	Current employment
WFG ADVISORS, LP	Former SEC adviser	Jul 5, 2011	Mar 31, 2017	no	SEBRING, FL\|SEBRING, FL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 18, 2009	Jul 22, 2011	no	SEBRING, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Mar 3, 2009	no	SEBRING, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 27, 2001	Jan 1, 2008	no	SEBRING, FL\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WFG ADVISORS, LP	WAYPOINTS FINANCIAL	Mar 31, 2017	Mar 23, 2012	-1,834	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	WFG ADVISORS, LP	Jul 22, 2011	Jul 5, 2011	-17	Firm change	Other
WELLS FARGO ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 3, 2009	Mar 18, 2009	15	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125073:157494:FL:2017-03-31	Mar 31, 2017	Mar 23, 2012	SEBRING, FL	Firm change after gap

Relationships

Registered with (5)

→ WAYPOINTS FINANCIALRegistered adviserregistration: current employment
Mar 23, 2012 to presentfactForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jul 5, 2011 to Mar 31, 2017factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 18, 2009 to Jul 22, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Mar 3, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 27, 2001 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.