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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | Ponte Vedra, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jun 29, 2016 | n/a | yes | Ponte Vedra, FL|TAMPA, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 4, 2010 | Apr 6, 2016 | no | PONTE VEDRA BEACH, FL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 2, 1992 | Dec 31, 2009 | no | JACKSONVILLE BEACH, FL|PONTE VEDRA BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | J. W. COLE ADVISORS, INC. | Apr 6, 2016 | Jun 29, 2016 | 84 | Firm change | Other |
| OSAIC FA, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2009 | Jan 4, 2010 | 4 | Firm change | Other |