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Advisor at CORE ADVISORY GROUP
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORE ADVISORY GROUP | Independent wealth | Jun 29, 2020 | n/a | yes | Charlotte, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 6, 2008 | Oct 28, 2022 | no | CHARLOTTE, NC|SAN DIEGO, CA|CHARLOTTE, NC | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Jun 23, 2003 | Dec 2, 2008 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CORE ADVISORY GROUP | Oct 28, 2022 | Jun 29, 2020 | -851 | Firm change after gap | RIA to RIA |
| ESI FINANCIAL ADVISORS | LPL FINANCIAL LLC | Dec 2, 2008 | Nov 6, 2008 | -26 | Firm change | Other |