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H•••••••• C•••••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

H•••••••• C•••••• M••••••••• L••••••

CRD 295537

CENTRAL

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Search this name across graphsid dfx:ria:04b64325-928f-8917-5833-2bcb26a661e7

Data as of Apr 25, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2018 to Apr 25, 2018
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 20
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-113110
CRD: 295537

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••• V••••••• L•••	Director	Na	yes	07/2010	Mar 31, 2018	Apr 25, 2018
H• H• G•••• H••••••• L••••••	Shareholder	E	yes	04/2016	Mar 31, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•••••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$62B	N	yes	n/a
H•••••••• C•••••• A•••••••• L•••	n/a	Former SEC adviser	$46B	N	yes

Relationships

Affiliated with (6)

→ H•••••••• INVESTMENT MANAGEMENT, LTD.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HHLR ADVISORS, LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
→ H•••••••• C•••••• M••••••••• P••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ H•••••••• •••••••• A••••••• L••••••Registered adviser

Dated events

Occurred
Mar 31, 2018
First Form ADV filing
H•••••••• C•••••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04b64325-928f-8917-5833-2bcb26a661e7
First observed: Mar 31, 2018
Last observed: Apr 25, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.