This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0

Regulatory AUM

$407MItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$407M

Private client RAUM

$403MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$58.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

6

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,909

Individual clients

788

High net worth clients

317

Custody, client assets

$3.4M

SEC number

801-118466

CIK

2039088

CRD

109441

Filings on the tape

19

First filed

Mar 18, 2020

Latest filed

Apr 28, 2026

Organised

Corporation, IA

• Occurred

  Apr 30, 2024
  Control person left

  Scott Kurtis Pearson (President) no longer on Schedule A of Compass Financial Services (listed 2024-02-02, absent 2024-04-30)

  Form ADVobserved 4 days ago
• Occurred

  Mar 18, 2020
  First Form ADV filing

  Compass Financial Services filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:04b97868-2a7c-46b1-452f-1a4f4a19c080

First observed

Mar 18, 2020

Last observed

Apr 28, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.