This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 24, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Apr 24, 2015

First registration

Feb 19, 2020

Dual registered

yes, broker-dealer

Other names

SCHANICE LANAE STAPLES|SCHANICE LANAE' STAPLES|Schanice Staples

IAPD individual key

6447691

• Occurred

  Sep 14, 2026
  Advisor changed firm

  Schanice Lanae' Staples left Northwestern Mutual Investment Services,Llc for Cetera Investment Advisers LLC (registered 2026-09-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:04c487a8-1698-058d-6680-bbbc1b2925dd

First observed

Feb 19, 2020

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.