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P•••• A••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

P•••• A••••• D•••••

Advisor at D•• W••••• M••••••••• L••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:04d4c1ab-684d-d03f-f4a0-e3dce36cf9a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• M••••••••• L••	State registered	Apr 19, 2023	n/a	yes	RICHARDSON, TX	Current employment
P••• A••••••• I••••••••• A•••••••• I•••	Independent wealth	Apr 28, 2021	Nov 18, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••••• I••••••••• A•••••••• I•••	D•• W••••• M••••••••• L••	Nov 18, 2022	Apr 19, 2023	152	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ D•• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2021 to Nov 18, 2022factForm ADV

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
P•••• A••••• D••••• left P••• A••••••• I••••••••• A•••••••• I••• for D•• W••••• M••••••••• L•• (registered 2023-04-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04d4c1ab-684d-d03f-f4a0-e3dce36cf9a7
First observed: Apr 28, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.