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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ALTSDIRECT ADVISER LLC

CRD 170542

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04d5d43f-9ba7-ed27-6e9c-676e4acdfcd6

Data as of Aug 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2014 to Aug 13, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0
Custody, client assets: $0
SEC number: 801-79609
CRD: 170542
Filings on the tape: 5
First filed: Apr 7, 2014
Latest filed: Aug 13, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COUCH, ROBERT, CHARLES	SOLE OWNER	E	yes	10/2009	Apr 7, 2014	Aug 13, 2014
ERICKSON, KHARA, DIONNE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Apr 7, 2014	Aug 13, 2014
WIKOL, MURRAY, D.	PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER	C	yes	06/2013	Apr 7, 2014	Aug 13, 2014
WINCREST VENTURES LLC	INTERMEDIATE OWNER, MEMBER	C	yes	06/2013	Apr 7, 2014	Aug 13, 2014
ALTERNATIVES DIRECT, LLC	INTERMEDIATE OWNER, MEMBER	B	no	06/2013	Apr 7, 2014	Aug 13, 2014
AUBREY, JASON, M.	INTERMEDIATE OWNER, MEMBER	B	no	06/2013	Apr 7, 2014	Aug 13, 2014
COUCH, ROBERT, CHARLES	CHIEF INFORMATION TECHNOLOGY OFFICER	Na	no	03/2014	Apr 7, 2014	Aug 13, 2014
IGWT HOLDINGS, LLC	Shareholder	C	no	01/2013	Apr 7, 2014	Aug 13, 2014
LACKEY, RICHARD, LEON	INTERMEDIATE OWNER, MEMBER	B	no	06/2013	Apr 7, 2014	Aug 13, 2014
PORRITT, JAMES, R.	CHIEF OPERATING OFFICER, MEMBER	B	no	06/2013	Apr 7, 2014	Aug 13, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALTSDIRECT INVESTMENTS, LLC	n/a	Former SEC adviser	$0	Y	yes	n/a

Relationships

Affiliated with (2)

→ ALTSDIRECT INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ALTSDIRECT INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (6)

← LACKEY, RICHARD, LEONOwnerINTERMEDIATE OWNER, MEMBER, ownership code B, individual
Apr 7, 2014 to presentfactForm ADV
← COUCH, ROBERT, CHARLESOwnerCHIEF INFORMATION TECHNOLOGY OFFICER, ownership code NA, individual
Apr 7, 2014 to presentfactForm ADV
← PORRITT, JAMES, R.OwnerCHIEF OPERATING OFFICER, MEMBER, ownership code B, individual
Apr 7, 2014 to presentfactForm ADV
← AUBREY, JASON, M.OwnerINTERMEDIATE OWNER, MEMBER, ownership code B, individual
Apr 7, 2014 to presentfactForm ADV
← ALTERNATIVES DIRECT, LLCOwnerINTERMEDIATE OWNER, MEMBER, ownership code B, domestic entity
Apr 7, 2014 to presentfactForm ADV
← IGWT HOLDINGS, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Apr 7, 2014 to presentfactForm ADV

Controls (4)

← ERICKSON, KHARA, DIONNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 7, 2014 to presentfactForm ADV
← COUCH, ROBERT, CHARLESOwnerSOLE OWNER, ownership code E, individual
Apr 7, 2014 to presentfactForm ADV
← WIKOL, MURRAY, D.OwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, ownership code C, individual
Apr 7, 2014 to presentfactForm ADV
← WINCREST VENTURES LLCOwnerINTERMEDIATE OWNER, MEMBER, ownership code C, domestic entity
Apr 7, 2014 to presentfactForm ADV

Dated events

Occurred
Apr 7, 2014
First Form ADV filing
Altsdirect Adviser Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04d5d43f-9ba7-ed27-6e9c-676e4acdfcd6
First observed: Apr 7, 2014
Last observed: Aug 13, 2014 147 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALTSDIRECT ADVISER LLC

CRD 170542

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04d5d43f-9ba7-ed27-6e9c-676e4acdfcd6

Data as of Aug 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COUCH, ROBERT, CHARLES

SOLE OWNER

yes

10/2009

Apr 7, 2014

Aug 13, 2014

ERICKSON, KHARA, DIONNE

CHIEF COMPLIANCE OFFICER

yes

03/2014

Apr 7, 2014

Aug 13, 2014

WIKOL, MURRAY, D.

PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER

yes

06/2013

Apr 7, 2014

Aug 13, 2014

WINCREST VENTURES LLC

INTERMEDIATE OWNER, MEMBER

yes

06/2013

Apr 7, 2014

Aug 13, 2014

ALTERNATIVES DIRECT, LLC

INTERMEDIATE OWNER, MEMBER

06/2013

Apr 7, 2014

Aug 13, 2014

AUBREY, JASON, M.

INTERMEDIATE OWNER, MEMBER

06/2013

Apr 7, 2014

Aug 13, 2014

COUCH, ROBERT, CHARLES

CHIEF INFORMATION TECHNOLOGY OFFICER

03/2014

Apr 7, 2014

Aug 13, 2014

IGWT HOLDINGS, LLC

Shareholder

01/2013

Apr 7, 2014

Aug 13, 2014

LACKEY, RICHARD, LEON

INTERMEDIATE OWNER, MEMBER

06/2013

Apr 7, 2014

Aug 13, 2014

PORRITT, JAMES, R.

CHIEF OPERATING OFFICER, MEMBER

06/2013

Apr 7, 2014

Aug 13, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALTSDIRECT INVESTMENTS, LLC

n/a

Former SEC adviser

yes

n/a