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CRD 118397
ORINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••••• P••••••• F••• B••• L••• | Hedge Fund | $206M | Mar 28, 2018 | 4 | Mar 30, 2012 | reported | 021-91249 |
| A••••• P•••• F•••• L••• | Hedge Fund | $164M | Mar 28, 2018 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••••••• M••••••• P••• | MANAGING MEMBER | E | yes | 04/1999 | Mar 30, 2012 | Mar 28, 2018 |
| S•••••• R•••••• A••••• | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2011 | Mar 30, 2012 | Mar 28, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••• C•••••• L•••••• P••••••••• | n/a | Former SEC adviser | $2.2B | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 23 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 23, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $1.5B | $4.0B | -62.5% | $5.4B | -34.8% | 35 | 34 | 1 | n/a |
| 1 |
| Aug 24, 2015 |
| reported |
| 021-242513 |
| A••••• M•• C••••• F••• L•••••• | Hedge Fund | $154M | Apr 7, 2016 | 6 | Feb 4, 2015 | dropped | n/a |
| A••••• E•••• F••• L• | Hedge Fund | $126M | Apr 7, 2016 | 2 | Aug 24, 2015 | dropped | 021-243547 |
| A••••• P••••••• F••• I• L••• | Hedge Fund | $116M | Dec 15, 2017 | 6 | Mar 30, 2012 | reported | 021-42437 |
| S••••• G•••• A••••••••• S••••••••• P•• L••••••• A••••• I• R•••••• O• I•• G••• I••• C••• | Hedge Fund | $60.5M | Feb 4, 2015 | 1 | Mar 30, 2012 | dropped | n/a |
| A••••• C• M••••• F•••• L••• | Hedge Fund | $43.2M | Feb 26, 2013 | 6 | Mar 30, 2012 | dropped | 021-171784 |
| P••••• A••••• E••••••• L••• | Hedge Fund | $30.5M | Mar 27, 2013 | 3 | Mar 30, 2012 | dropped | n/a |
| CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER |
| Na |
| yes |
| 09/2001 |
| Mar 30, 2012 |
| Mar 28, 2018 |
| $1.5B |
| $1.5B |
| 35 |
| 22 |
| 1 |
| 2 |
| $370M |
| 2016 | Mar 24, 2017 | $4.0B | $4.0B | 34 | 22 | n/a | 10 | $2.4B |
| 2015 | Mar 21, 2016 | $5.9B | $5.9B | 35 | 24 | n/a | 11 | $3.4B |
| 2014 | Mar 4, 2015 | $5.4B | $5.4B | 36 | 24 | n/a | 9 | $3.2B |
| 2013 | Mar 17, 2014 | $5.0B | $5.0B | 36 | 24 | n/a | 8 | $3.4B |
| 2012 | Mar 27, 2013 | $4.9B | $4.9B | 32 | 20 | n/a | 8 | $3.8B |
| 2011 | Mar 30, 2012 | $4.9B | $4.9B | n/a | n/a | n/a | 9 | $3.3B |