S•••••• G••

Advisor at N• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 30, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N• A•••••••	State registered	May 24, 2012	n/a	yes	Campbell, CA\|Ellicott City, MD\|Walnut Creek, CA\|East Brunswick, NJ\|MILPITAS, CA\|ARCADIA, CA\|Milpitas, CA\|HACIENDA HEIGHTS, CA\|Fair Oaks, CA\|San Jose, CA\|Basking Ridge, NJ\|Dedham, MA\|Dallas, TX\|Parlin, NJ\|Edison, NJ	Current employment
P•• S••••••••• C••••	n/a	Oct 23, 2003	Jan 2, 2004

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• S••••••••• C••••	N• A•••••••	Jan 2, 2004	May 24, 2012	3,065	Firm change after gap	Other
M••••• S•••••• D• I•••	P•• S••••••••• C••••	Oct 16, 2003	Oct 23, 2003

Relationships

Registered with (3)

→ N• A•••••••Registered adviserregistration: current employment
May 24, 2012 to presentfactForm ADV
→ P•• S••••••••• C••••Registered adviserregistration: previous registration
Oct 23, 2003 to Jan 2, 2004factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Apr 15, 1999 to Oct 16, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 15, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.