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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JAMES GRANT VARZAL

Advisor at LPL FINANCIAL LLC

LITTLE SILVER, NJ

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Search this name across graphsid dfx:ria:04fc4bb5-2166-5d80-aa41-2016bfa6ad2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 12, 1987
First registration: Oct 14, 2003
Dual registered: yes, broker-dealer
Other names: JAMES VARZAL
IAPD individual key: 1544087

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	LITTLE SILVER, NJ	Current employment
CADARET GRANT & CO INC	Former SEC adviser	May 28, 2019	Jul 10, 2025	no	Little Silver, NJ\|Syracuse, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 22, 2018	May 30, 2019	no	WALL, NJ	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 11, 2008	Feb 18, 2014	no	PRINCETON, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 17, 2008	no	HILLSBOROUGH, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 14, 2003	Jan 1, 2008	no	HILLSBOROUGH, NJ\|BELLE MEAD, NJ\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	CADARET GRANT & CO INC	May 30, 2019	May 28, 2019	-2	Firm change	Ibd to ibd
OPPENHEIMER & CO. INC.	OSAIC WEALTH, INC.	Feb 18, 2014	Aug 22, 2018	1,646	Firm change after gap	Other
WELLS FARGO ADVISORS	OPPENHEIMER & CO. INC.	Jul 17, 2008	Jul 11, 2008	-6	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:10641:NJ:2019-05-21	May 30, 2019	May 28, 2019	WALL, NJ	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
May 28, 2019 to Jul 10, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Aug 22, 2018 to May 30, 2019factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jul 11, 2008 to Feb 18, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 17, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 14, 2003 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.