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Advisor at OSAIC WEALTH, INC.
SUNNYVALE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 26, 2016 | n/a | yes | SUNNYVALE, TX | Current employment |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | n/a | Aug 26, 2010 | Jun 23, 2016 | no | DALLAS, TX|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | OSAIC WEALTH, INC. | Jun 23, 2016 | May 26, 2016 | -28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132678:23131:OK:2016-06-23 | Jun 23, 2016 | May 26, 2016 | TULSA, OK | Firm change |