DFX Intelligence

G•••• M••••••••• C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G•••• M••••••••• C•

CRD 105295

ATLANTA, GA

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Search this name across graphsid dfx:ria:0503c648-f20d-d9d8-aafc-7d61c0a330a2

Data as of Mar 19, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Mar 19, 2023
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $222Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• D••••• B••••••	VICE PRESIDENT, PORTFOLIO MANAGER	C	yes	07/1998	Mar 29, 2012	Mar 19, 2023
G••••• N••••••• B••••••	PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER	D	yes	01/1990	Mar 29, 2012	Mar 19, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$262M	$321M	-18.3%	$244M	2.5%	3	2	0	0

Relationships

Controls (2)

← F•••••• D••••• B••••••OwnerVICE PRESIDENT, PORTFOLIO MANAGER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← G••••• N••••••• B••••••OwnerPRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (1)

← D•••• B•••••• F•••••Advisorregistration: previous registration
Jul 8, 2014 to Aug 3, 2023factForm ADV

Dated events

Occurred
Aug 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 12, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0503c648-f20d-d9d8-aafc-7d61c0a330a2
First observed: Mar 29, 2012
Last observed: Mar 19, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.