DFX Intelligence

J••••••• A••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J••••••• A••• G•••••

Advisor at C••••••

New York, NY

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Search this name across graphsid dfx:ria:05078e9d-ed74-5e8e-721d-ab3c94039340

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Dec 5, 2022	n/a	yes	New York, NY	Current employment
R•••••••••	Former SEC adviser	Jun 20, 2021	Mar 31, 2023	no	New York, NY\|MORRISTOWN, NJ\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••••	C••••••	Mar 31, 2023	Dec 5, 2022	-116	Bulk transfer	RIA to RIA
H••••••• C•••••• A•••••••• L••	R•••••••••	Sep 3, 2019	Jun 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109071:105995:PA:2019-09-03	Sep 3, 2019	Jun 20, 2021	WAYNE, PA	Firm change after gap

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Dec 5, 2022 to presentfactForm ADV
→ R•••••••••Registered adviserregistration: previous registration
Jun 20, 2021 to Mar 31, 2023factForm ADV
→ H••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2016 to Sep 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05078e9d-ed74-5e8e-721d-ab3c94039340
First observed: Jan 27, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.