DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
ST LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | n/a | yes | ST LOUIS, MO | Current employment |
| RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC | n/a | Apr 27, 2005 | Dec 31, 2007 | no | ST. LOUIS, MO | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 15, 1999 | Aug 10, 2023 | no | ST. LOUIS, MO|ST. LOUIS, MO|ST. PAUL, MN | Previous registration |
| RF ADVISORS LLC | n/a | Dec 1, 1998 | Oct 5, 2004 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC | Aug 10, 2023 | Apr 27, 2005 | -6,679 | Firm change after gap | Other |
| RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2007 | Aug 10, 2023 | 5,701 | Firm change after gap | Other |
| RF ADVISORS LLC | SECURIAN FINANCIAL SERVICES, INC. | Oct 5, 2004 | Jun 15, 1999 | -1,939 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:110009:MN:2023-08-10 | Aug 10, 2023 | Apr 27, 2005 | ST PAUL, MN | Firm change after gap |