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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NEW YORK, NY | Colts Neck, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 16, 2021 | n/a | yes | NEW YORK, NY|Colts Neck, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 23, 2014 | Jul 7, 2021 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2004 | Sep 13, 2004 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 7, 2021 | Jul 16, 2021 | 9 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 13, 2004 | Jun 23, 2014 | 3,570 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NY:2021-07-07 | Jul 7, 2021 | Jul 16, 2021 | NEW YORK, NY | Firm change |