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Advisor at J.P. MORGAN SECURITIES LLC
Greenwich, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 15, 2022 | n/a | yes | Greenwich, CT | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Aug 17, 2011 | Jul 3, 2018 | no | SAN FRANCISCO, CA|New York, NY | Previous registration |
| BEAR STEARNS ASSET MANAGEMENT INC. | No RAUM reported | Sep 25, 2006 | Jul 8, 2008 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Jul 3, 2018 | Nov 15, 2022 | 1,596 | Firm change after gap | RIA to wirehouse |
| BEAR STEARNS ASSET MANAGEMENT INC. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jul 8, 2008 | Aug 17, 2011 | 1,135 | Firm change after gap | Other |