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Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Sep 9, 2026 | n/a | yes | CHARLOTTE, NC | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Mar 26, 2026 | Jul 28, 2026 | no | ROANOKE, VA|INDIAN TRAIL, NC|INDIAN TRAIL, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | VANGUARD ADVISERS, INC. | Jul 28, 2026 | Sep 9, 2026 | 43 | Firm change | RIA to ibd |