S•••• R• L•••••

Advisor at P••••••••• C•••••• A•••••••

SCHERERVILLE, IN | WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0521c202-5579-8e01-3443-d3663296aaf3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Nov 14, 2012	n/a	yes	SCHERERVILLE, IN\|WESTLAKE, OH	Current employment
C• W••••• M••••••••• L••	Independent wealth	Oct 3, 2011	Nov 6, 2012	no	SCHAUMBURG, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• W••••• M••••••••• L••	P••••••••• C•••••• A•••••••	Nov 6, 2012	Nov 14, 2012	8	Firm change	Other
W•••••• S••••••••• C•••••••••	C• W••••• M••••••••• L••	Sep 30, 2011	Oct 3, 2011

Relationships

Registered with (3)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Nov 14, 2012 to presentfactForm ADV
→ C• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 3, 2011 to Nov 6, 2012factForm ADV
→ W•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 7, 2008 to Sep 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0521c202-5579-8e01-3443-d3663296aaf3
First observed: Jul 7, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.