R•••••• B•••••

Advisor at C••••• F•••••••• A•••••••• I•••

EDINA, MN | Long Lake, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0521ff29-6953-9857-a4bd-e06db3d3f840

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• A•••••••• I•••	Independent wealth	Aug 18, 2025	n/a	yes	Long Lake, MN\|EDINA, MN	Current employment
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Nov 30, 2023	Aug 21, 2025	no	Long Lake, MN\|DUBUQUE, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P••••••• P•••••••• I•••	C••••• F•••••••• A•••••••• I•••	Aug 21, 2025	Aug 18, 2025	-3	Firm change	Ibd to RIA
S••••• W••••• A••••••••• L••	A•••••• P••••••• P•••••••• I•••	Mar 28, 2024	Nov 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
151330:106237:MN:2024-03-28	Mar 28, 2024	Nov 30, 2023	PRIOR LAKE, MN	Firm change after gap

Relationships

Registered with (3)

→ C••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2023 to Aug 21, 2025factForm ADV
→ S••••• W••••• A••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2015 to Mar 28, 2024factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
R•••••• B••••• left A•••••• P••••••• P•••••••• I••• for C••••• F•••••••• A•••••••• I••• (registered 2025-08-18)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Advisor changed firm
R•••••• B••••• left S••••• W••••• A••••••••• L•• for A•••••• P••••••• P•••••••• I••• (registered 2023-11-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0521ff29-6953-9857-a4bd-e06db3d3f840
First observed: Mar 25, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.