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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL DAVID SULLIVAN

Advisor at IHT WEALTH MANAGEMENT LLC

Deer Park, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:0527161b-3471-fe5e-16e8-1cba518c38ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Aug 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IHT WEALTH MANAGEMENT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 6, 2001
First registration: Aug 7, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL SULLIVAN
IAPD individual key: 1921391

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IHT WEALTH MANAGEMENT LLC	Bd affiliated wealth	Nov 10, 2025	n/a	yes	CHICAGO, IL\|Deer Park, IL	Current employment
VESTWELL ADVISORS LLC	Mixed wealth	Jan 28, 2025	Oct 7, 2025	no	NEW YORK, NY\|Aurora, IL	Previous registration
VESTWELL ADVISORS LLC	Mixed wealth	Oct 8, 2024	Dec 31, 2024	no	NEW YORK, NY\|Aurora, IL	Previous registration
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Apr 17, 2023	Nov 28, 2023	no	TAMPA, FL\|Chicago, IL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 14, 2022	Apr 25, 2023	no	Grosse Pointe, MI	Previous registration
USI ADVISORS	Institutional manager	Apr 20, 2018	Jan 6, 2022	no	Chicago, IL\|GLASTONBURY, CT\|Oak Brook, IL\|Oak Brook, IL\|Oak Brook, IL	Previous registration
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	n/a	Aug 7, 2001	Oct 27, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VESTWELL ADVISORS LLC	IHT WEALTH MANAGEMENT LLC	Oct 7, 2025	Nov 10, 2025	34	Firm change	Other
CONCURRENT INVESTMENT ADVISORS, LLC	VESTWELL ADVISORS LLC	Nov 28, 2023	Oct 8, 2024	315	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CONCURRENT INVESTMENT ADVISORS, LLC	Apr 25, 2023	Apr 17, 2023	-8	Firm change	Ibd to RIA
USI ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 6, 2022	Jan 14, 2022	8	Firm change	Other
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	USI ADVISORS	Oct 27, 2003	Apr 20, 2018	5,289	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:323135:MI:2023-04-25	Apr 25, 2023	Apr 17, 2023	GROSSE POINTE, MI	Firm change

Relationships

Registered with (6)

→ IHT WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ VESTWELL ADVISORS LLCRegistered adviserregistration: previous registration
Jan 28, 2025 to Oct 7, 2025factForm ADV
→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 17, 2023 to Nov 28, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 14, 2022 to Apr 25, 2023factForm ADV
→ USI ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2018 to Jan 6, 2022factForm ADV
→ PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 7, 2001 to Oct 27, 2003factForm ADV

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
Michael David Sullivan left Vestwell Advisors Llc for Iht Wealth Management Llc (registered 2025-11-10)
Form ADVobserved 6 days ago
Occurred
Nov 28, 2023
Advisor changed firm
Michael David Sullivan left Concurrent Investment Advisors, Llc for Vestwell Advisors Llc (registered 2024-10-08)
Form ADVobserved 6 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Michael David Sullivan left Raymond James Financial Services Advisors, Inc for Concurrent Investment Advisors, Llc (registered 2023-04-17)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2022
Advisor changed firm
Michael David Sullivan left Usi Advisors for Raymond James Financial Services Advisors, Inc (registered 2022-01-14)
Form ADVobserved 6 days ago