S•••• S•••••••

Advisor at L•••••• I•••••••••

Fort Washington, PA | AURORA, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:052726ac-4272-66fa-5fa5-b2266138608f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Aug 2, 2010	n/a	yes	Fort Washington, PA\|AURORA, CO	Current employment
G•••• A••••••• A•••••••• I•••	Former SEC adviser	Sep 10, 2009	Aug 2, 2010	no	AURORA, CO\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• A••••••• A•••••••• I•••	L•••••• I•••••••••	Aug 2, 2010	Aug 2, 2010	0	Bulk transfer	Other
J• W• C••• A•••••••• I•••	G•••• A••••••• A•••••••• I•••	Jul 15, 2009	Sep 10, 2009

Relationships

Registered with (4)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Aug 2, 2010 to presentfactForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2009 to Aug 2, 2010factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2009 to Jul 15, 2009factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:052726ac-4272-66fa-5fa5-b2266138608f
First observed: Feb 9, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.