DFX Intelligence

T••• P••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

T••• P••••• D••••••••

Advisor at Y••• P•••••• C••••• G••••• I•••

Huntington Beach, CA

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Search this name across graphsid dfx:ria:05299065-e333-05a6-5a98-c275edfc6973

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••• P•••••• C••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••• P•••••• C••••• G••••• I•••	Independent wealth	Mar 13, 2018	n/a	yes	Huntington Beach, CA	Current employment
A••••••••• I•••	Bd affiliated wealth	Jul 31, 2008	Jul 5, 2018	no	ENCINO, CA\|Encino, CA\|CONCORD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	Y••• P•••••• C••••• G••••• I•••	Jul 5, 2018	Mar 13, 2018	-114	Firm change after gap	Ibd to new firm
G••••••• F•••••••• A•••• M••••••••• I••	A••••••••• I•••	Jul 31, 2008	Jul 31, 2008

Relationships

Registered with (3)

→ Y••• P•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Mar 13, 2018 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Jul 31, 2008 to Jul 5, 2018factForm ADV
→ G••••••• F•••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Mar 12, 2008 to Jul 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05299065-e333-05a6-5a98-c275edfc6973
First observed: Mar 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.