DFX Intelligence

J•••• E••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

J•••• E••••• C••••••

Advisor at C•••••• W••••• • R••••••••• P••••••• L•••••

Las Vegas, NV | Henderson, NV

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Search this name across graphsid dfx:ria:0529936c-039e-b8c0-6b3f-bfa98019a724

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• • R••••••••• P••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• • R••••••••• P••••••• L•••••	Independent wealth	Nov 20, 2020	n/a	yes	Las Vegas, NV\|Henderson, NV	Current employment
C•••••• W••••• M••••••••• L••	n/a	Oct 25, 2010	Nov 10, 2011	no	LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M••••••••• L••	C•••••• W••••• • R••••••••• P••••••• L•••••	Nov 10, 2011	Nov 20, 2020	3,298	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• W••••• • R••••••••• P••••••• L•••••Registered adviserregistration: current employment
Nov 20, 2020 to presentfactForm ADV
→ C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 25, 2010 to Nov 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0529936c-039e-b8c0-6b3f-bfa98019a724
First observed: Oct 25, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.