DFX Intelligence

E••• G• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

E••• G• O•••••••••

Advisor at I•• W••••• M••••••••• I•••

San Juan, PR | DECATUR, IL

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Oct 20, 2020	n/a	yes	DECATUR, IL\|San Juan, PR	Current employment
N•• A•••• M••••••••• L••	Bd affiliated wealth	Jan 5, 2018	Oct 21, 2020	no	San Juan, PR\|FAIR LAWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••• M••••••••• L••	I•• W••••• M••••••••• I•••	Oct 21, 2020	Oct 20, 2020	-1	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	N•• A•••• M••••••••• L••	Jun 2, 2017	Jun 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
131534:111872:NJ:2020-10-21	Oct 21, 2020	Oct 20, 2020	FAIR LAWN, NJ	Firm change

Relationships

Registered with (3)

→ I•• W••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 20, 2020 to presentfactForm ADV
→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2018 to Oct 21, 2020factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2015 to Jun 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.