DFX Intelligence

P••• J•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

P••• J•••••• M•••••••••

Advisor at S••••• P•••••••• L••

SPRING CITY, PA

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Search this name across graphsid dfx:ria:052e2503-a31f-7dd1-fda2-d4586993f37d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 23, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• P•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 20, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• P•••••••• L••	Asset manager	Dec 11, 2017	n/a	yes	SPRING CITY, PA	Current employment
S••••• P•••••••• L••	Asset manager	Nov 8, 2011	Nov 29, 2017	no	SPRING CITY, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C•••••• M••••••••• I•••	S••••• P•••••••• L••	Dec 8, 2004	Nov 8, 2011	2,526	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2011 to Nov 29, 2017factForm ADV
→ S•••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 23, 1994 to Dec 8, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:052e2503-a31f-7dd1-fda2-d4586993f37d
First observed: Jun 23, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.