DFX Intelligence

J••••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

J••••••• A•••• M•••••••••

J••••••• A•••• M•••••••••, LLC, CRD 306349

S••••SDALE, AZ

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Search this name across graphsid dfx:ria:053f1588-4540-3966-2c98-684efcf98b4a

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 18, 2019 to Mar 18, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $363M••• Locked
Discretionary RAUM: $353M
Private client RAUM: $361Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• A•••••	Owner	C	yes	03/2018	Dec 18, 2019	Mar 18, 2024
B•••••• J•••• A•••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	Dec 18, 2019	Mar 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••••••• W••••• S••••••••• L••	n/a	Independent wealth	$474M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 18, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$363M	$354M	2.7%	$664,285	717.9%	6	6	0	0

Relationships

Affiliated with (2)

← J••••••• W••••• S••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ J••••••• W••••• S••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← B•••••• J•••• A•••••OwnerOWNER, ownership code C, individual
Dec 18, 2019 to presentfactForm ADV
← H•••••• B••••••• J••••OwnerOWNER, ownership code C, individual

Dated events

Occurred
May 2, 2025
Left the SEC roster
J••••••• A•••• M••••••••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $363.4M)
Form ADVobserved 7 days ago
$363M
Occurred
Dec 18, 2019
First Form ADV filing
J••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:053f1588-4540-3966-2c98-684efcf98b4a
First observed: Dec 18, 2019
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.