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CRD 305254
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BALESTRIERI, ANTHONY, GERARD | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | Na | yes | 03/2020 | May 1, 2020 | Jun 28, 2024 |
| M&G FA LIMITED | Shareholder | E | yes | 12/1999 | May 1, 2020 | Jun 28, 2024 |
| M&G GROUP LIMITED | Shareholder | E | yes | 12/1999 | May 1, 2020 | Jun 28, 2024 |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | Shareholder | E | yes | 07/2020 | Sep 22, 2020 | Jun 28, 2024 |
| M&G INVESTMENTS (AMERICAS) INC. | PARENT COMPANY | E | yes | 07/2019 | May 1, 2020 | Jun 28, 2024 |
| M&G PLC | Shareholder | E | yes | 12/1999 | May 1, 2020 | Jun 28, 2024 |
| McMorran, Nicholas, Robert | Director | Na | yes | 07/2019 | May 1, 2020 | Jun 28, 2024 |
| YARBROUGH, CHRISTOPHER, KEENE | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | Na | yes | 02/2022 | Feb 1, 2022 | Jun 28, 2024 |
| ZAMORA, NELSON, ALEJANDRO | CHIEF OPERATING OFFICER | Na | yes | 03/2019 | May 1, 2020 | Jun 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M&G INVESTMENT MANAGEMENT LTD. | n/a | Former SEC adviser | $400B | N | yes | n/a |
| M&G (GUERNSEY) LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| M&G FINANCIAL SECURITIES LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G GROUP PCC LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G INVESTMENTS (HONG KONG) LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G INVESTMENTS (SINGAPORE) PTE. LTD. | n/a | n/a | n/a | N | yes | n/a |
| M&G INVESTMENTS (TAIWAN) LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G INVESTMENTS JAPAN CO., LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G LUXEMBOURG S.A | n/a | n/a | n/a | N | yes | n/a |
| M&G REAL ESTATE ASIA PTE. LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G REAL ESTATE FUNDS MANAGEMENT S.A.R.L. | n/a | n/a | n/a | N | yes | n/a |
| M&G REAL ESTATE JAPAN CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| M&G REAL ESTATE LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G SECURITIES LTD | n/a | n/a | n/a | N | yes | n/a |
| M&G SIF MANAGEMENT COMPANY (IRELAND) LTD | n/a | n/a | n/a | N | yes | n/a |
| MANDG INVESTMENT MANAGERS (PTY) LTD | n/a | n/a | n/a | N | yes | n/a |
| MANDG INVESTMENTS (NAMIBIA) (PTY) LTD | n/a | n/a | n/a | N | yes | n/a |
| MANDG INVESTMENTS LIFE SOUTH AFRICA (RF) LTD | n/a | n/a | n/a | N | yes | n/a |
| MANDG INVESTMENTS UNIT TRUSTS (NAMIBIA) LTD | n/a | n/a | n/a | N | yes | n/a |
| MANDG INVESTMENTS UNIT TRUSTS SOUTH AFRICA (RF) LTD | n/a | n/a | n/a | N | yes | n/a |
| RESPONSABILITY INVESTMENTS AG | n/a | n/a | n/a | N | yes | n/a |
| THE PRUDENTIAL ASSURANCE COMPANY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $14B | $14B | 47 | 21 | 2 | n/a | n/a |
| 2024 | Apr 15, 2025 | $16B | $16B | 48 | 22 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $15B | $15B | 25 | 19 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $12B | $12B | 30 | 26 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $16B | $16B | 22 | 19 | 1 | n/a | n/a |
| 2020 | Mar 19, 2021 | $926M | $926M | 17 | 13 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $14B | $16B | -8.0% | $12B | 6.4% | 47 | 48 | 2 | 1 |