DFX Intelligence

C•••••• S•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••••• S•••• J••••••

Advisor at S••••

NEW YORK, NY | SPANISH FORK, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Aug 5, 2026	n/a	yes	NEW YORK, NY\|SPANISH FORK, UT	Current employment
A••••••• W••••• L••	Independent wealth	Apr 29, 2025	Jul 14, 2026	no	LAKE OSWEGO, OR\|Spanish Fork, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• L••	S••••	Jul 14, 2026	Aug 5, 2026	22	Firm change	RIA to RIA
S••••• W••••• A•••••••	A••••••• W••••• L••	Apr 23, 2025	Apr 29, 2025

Relationships

Registered with (4)

→ S••••Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ A••••••• W••••• L••Registered adviserregistration: previous registration
Apr 29, 2025 to Jul 14, 2026factForm ADV
→ S••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2020 to Apr 23, 2025factForm ADV
→ D•• F•••••••• C••••••• L••

Dated events

Order

Occurred
14 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 27, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.