DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SAVVY

SAVVY ADVISORS, INC., CRD 318493

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47d79872-76f2-5a8c-d7b2-a039ea71c770

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 222
Dated events: 40
On other graphs: 0
Observed: Mar 9, 2022 to Mar 31, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $5.0BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.0B
Private client RAUM: $4.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 190
RAUM per advisor: $26.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 170
Advisory employees: 101
Offices: 126Schedule D 1.F, beyond the principal office
Accounts: 14,645
Individual clients: 3,413
High net worth clients: 1,139
Custody, client assets: $1.1B
SEC number: 801-123656
CRD: 318493
Filings on the tape: 46
First filed: Mar 9, 2022
Latest filed: Mar 31, 2026
Organised: Corporation, DE
Website: savvywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 176

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KURT TYLER FETTER	n/a	NEW YORK, NY \| WILLIAMSVILLE, NY \| Williamsville, NY	5	18	1	yes
ERIC EGAN KIRSTE	Certified Financial Planner	Prospect Heights, IL	4	25	6	no
KACIE LYNN SCHULZ	Certified Financial Planner	FARGO, ND \| Fargo, ND \| Bismarck, ND \| NEW YORK, NY \| Parrish, FL	4	12	2	no
Michael Joseph McCarthy	Certified Financial Planner	Boston, MA	4	10	1	no
Daniel Joseph Perrino	n/a	Bellingham, WA	4	12	2	no
Daniel M Brady	n/a	New York, NY	3	34	2	no
FRANK GRANT REMUND	Certified Financial Planner	NEW YORK, NY \| Garden City, ID	3	19	2	no
Ryan Alexander Bond	Certified Financial Planner	NEW YORK, NY \| West Chester, PA	3	12	3	no
MICHAEL MOST	n/a	NEW YORK, NY \| Fort Lauderdale, FL	3	30	2	no
FRANK WILLIAM MALPIGLI	n/a	NEW YORK, NY	2	25	1	no
JOHN ADEL KHOURY	n/a	Holliston, MA \| NEW YORK, NY	2	23	2	no
DUSTIN HEATH PARSONS	n/a	Cabot, AR \| NEW YORK, NY	2	15	1	no
Aaron Wiegman	Certified Financial Planner	Del Mar, CA \| NEW YORK, NY	2	25	5	no
David Gao	n/a	NEW YORK, NY	2	14	1	no
Arynton Senna Hardy	n/a	NEW YORK, NY \| Los Angeles, CA	2	11	4	no
DAVID GOTTLIEB	n/a	NEW YORK, NY \| WEST ORANGE, NJ	2	16	4	yes
SCOTT GLENN EICHLER	n/a	NEW YORK, NY \| Orange, CA	2	18	5	no
NICKLAUS C AUSTIN	n/a	NEW YORK, NY \| Charlotte, NC	2	12	2	no
Louis Green	Certified Financial Planner\|Chartered Financial Analyst	Brooklyn, NY \| NEW YORK, NY	2	18	3	no
JESUS ALBERTO PINEDO	n/a	NEW YORK, NY \| Saint Petersburg, FL	2	14	1	no
NATHAN WILLIAM KUNKEL	Certified Financial Planner	NEW YORK, NY \| Cincinnati, OH	2	13	1	no
BRIAN WESLEY MILLS	n/a	Los Angeles, CA \| NEW YORK, NY	2	12	1	no
JON NICHOLAS MCLAUGHLIN	n/a	NEW YORK, NY \| Hawthorne, CA	2	19	3	no
BRAD IAN MORGAN	Certified Financial Planner	Cincinnati, OH \| NEW YORK, NY	2	12	2	no
BRIAN THOMAS BOSWELL	Certified Financial Planner	Georgetown, TX \| NEW YORK, NY	2	19	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MALHOTRA, RITIK, (NMN)	CHIEF EXECUTIVE OFFICER	Na	yes	02/2022	Mar 31, 2026	Mar 31, 2026
SAVVY WEALTH, INC.	Shareholder	E	yes	02/2022	Mar 31, 2026	Mar 31, 2026
MALHOTRA, RITIK, (NMN)	COMMON AND PREFERRED SHAREHOLDER	C	yes	07/2021	Mar 9, 2022	Nov 26, 2024
HAR-EL, AMIR, HANNAN OVADIA	CHIEF OPERATING OFFICER	Na	no	07/2024	Mar 31, 2026	Mar 31, 2026
WILMOTT, LISANDRA, EVELYN	CHIEF COMPLIANCE OFFICER	Na	no	04/2025	Mar 31, 2026	Mar 31, 2026
HORNE, TARA, NICHOLE	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Jan 18, 2024	Nov 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	2	no
Bellingham	Wa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$5.0B	$5.0B	170	101	126	n/a	n/a
2024	Apr 8, 2025	$1.3B	$1.3B	60	52	39	n/a	n/a
2023	Mar 27, 2024	$382M	$351M	12	10	10	n/a	n/a
2022	Mar 30, 2023	$115M	$115M	11	9	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
102	7	95	3.7%	30	3	0	169	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	$1.3B	286.1%	$115M	252.0%	170	60	126	39

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISORNET WEALTH PARTNERS	2	Jul 10, 2026	Jul 7, 2026	FORT COLLINS, CO	Team lift out	RIA to RIA	3.3%
CLARIS FINANCIAL, LLC	3	Jun 29, 2026	Jul 7, 2026	GLEN ALLEN, VA	Firm absorbed	RIA to RIA	50.0%
LPL FINANCIAL LLC	2	Jun 16, 2026	Jun 2, 2026	GREENWOOD, IN	Team lift out	Ibd to RIA	0.0%
MAIA WEALTH	2	May 20, 2026	Jun 3, 2026	OAKBROOK TERRACE, IL	Team lift out	RIA to RIA	4.7%
MARCADO ASSET MANAGEMENT LLC	2	Mar 31, 2026	Feb 9, 2026	SAN ANTONIO, TX	Team lift out	Other	66.7%
COLORADO WEALTH GROUP LLC	4	Mar 31, 2026	Nov 17, 2025	DENVER, CO	Firm absorbed	RIA to RIA	80.0%
BELPOINTE ASSET MANAGEMENT LLC	2	Feb 27, 2026	Apr 29, 2026	MOUNT PLEASANT, SC	Team lift out	RIA to RIA	1.2%
FBL WEALTH MANAGEMENT, LLC	2	Jan 20, 2026	Jan 28, 2026	WEST DES MOINES, IA	Team lift out	Ibd to RIA	1.0%
COMMONWEALTH FINANCIAL NETWORK	3	Nov 3, 2025	Nov 7, 2025	CARMEL, IN	Team lift out	Ibd to RIA	0.1%
PLANCORP, LLC	2	Oct 10, 2025	Oct 9, 2025	ST LOUIS, MO	Team lift out	RIA to RIA	5.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Sep 30, 2025	Oct 6, 2025	COLORADO SPRINGS, CO	Team lift out	Ibd to RIA	0.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Sep 30, 2025	Oct 6, 2025	EAGLE, ID	Team lift out	Ibd to RIA	0.0%
ALL THAT MATTERS FINANCIAL SERVICES LLP	2	Sep 22, 2025	May 27, 2025	NORTH KINGSTOWN, RI	Team lift out	Other	100.0%
MERCER GLOBAL ADVISORS INC.	3	Aug 29, 2025	Jul 15, 2025	SAN DIEGO, CA	Team lift out	RIA to RIA	0.5%
FOCUS FINANCIAL	3	Jun 16, 2025	Jul 17, 2025	MINNEAPOLIS, MN	Team lift out	RIA to RIA	2.5%
Farther	4	Dec 17, 2024	Jan 21, 2025	SAN FRANCISCO, CA	Team lift out	RIA to RIA	3.7%
Farther	2	Dec 17, 2024	Dec 24, 2024	RENO, NV	Team lift out	RIA to RIA	1.8%

Relationships

showing 80 of 222

Registered with (80)

← Carlton Edwin AndersonAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← DAVID GEORGE GIVLERAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Joshua William SieversAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← MATTHEW VERSAGEAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← BRANDON MITCHELL WYANDAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← DANIEL THOMAS WINTERSAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Gary Dale JonesAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Parker Allen MaxwellAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← NICOLE ELISE BURDICKAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← MICHAEL PHILLIP HENRYAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Josh Neil ChristianAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Anirudh VedereAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← BOYAN OGNIANOV DOYTCHINOVAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Kyle Wayne RudduckAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← GUNNAR SCOTT JOHNSONAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← ANDREW NEAL GEORGEAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← DAVID LEE BERKOWITZAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← ROBERT CHRISTOPHER CHORLINSAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← Jeffrey Robert CampionAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← CLAYTON SCOTT JOHNSONAdvisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← JAMES ALAN KUXHAUSAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← BRIAN SCOTT DUNCKLEYAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← ASHLEY WATTS CRANEAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← KACIE LYNN SCHULZAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← CHRISTOPHER NEVILLE ISHACKAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← Constantine Ted QuintasAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Hannah Basil BryantAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← THAD ROBERT DUNNAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← AARON SCOTT GIBBSAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← JERALD LARSON DUNNAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
and 50 more

Dated events

9 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 16, 2026
Advisor changed firm
Trent Louis Grzegorczyk left Savvy for Schwartz & CO. (registered 2026-09-17)
Form ADVobserved yesterday
Occurred
Jul 10, 2026
Team lift-out
2 advisors left Advisornet Wealth Partners (Fort Collins, CO) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jun 30, 2026
Advisor changed firm
Nicholas Peter Swanson left Savvy for Mcm Wealth (registered 2026-07-01)
Form ADVobserved 5 days ago
Occurred
Jun 29, 2026
Firm absorbed
Claris Financial, LLC's advisors moved to Savvy (Glen Allen, VA): 3 of 6 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jun 23, 2026
Advisor changed firm
Gregory Louis Mccrea left Savvy for U.S. Bancorp Advisors, Llc (registered 2026-07-21)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2026
Advisor changed firm
Catalina Maria Franco-Cicero left Savvy for Meira Wealth (registered 2026-06-23)
Form ADVobserved 5 days ago
Occurred
Jun 16, 2026
Team lift-out
2 advisors left LPL Financial LLC (Greenwood, IN) for Savvy a day apart
Form ADVobserved 5 days ago
2 advisors
Occurred
May 20, 2026
Team lift-out
2 advisors left Maia Wealth (Oakbrook Terrace, IL) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 31, 2026
Regulatory AUM changed
Savvy reported RAUM $5.0B, up 286% from $1.3B (2026-01-30 to 2026-03-31)
Form ADVobserved 5 days ago
$3.7B
Occurred
Mar 31, 2026
Advisor headcount changed
Savvy reported 133 state-registered advisory representatives, up from 52 (2026-01-30 to 2026-03-31)
Form ADVobserved 5 days ago
81 IARS
Occurred
Mar 31, 2026
Firm absorbed
Colorado Wealth Group LLC's advisors moved to Savvy (Denver, CO): 4 of 5 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Mar 31, 2026
Firm absorbed
Marcado Asset Management LLC's advisors moved to Savvy (San Antonio, TX): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Mar 25, 2026
Advisor changed firm
Jacob Daniel Dubose left Savvy for Pivot Planning, Llc (registered 2026-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2026
Advisor changed firm
Shawn Hayward left Savvy for Voya Financial Advisors, Inc. (registered 2026-04-02)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2026
Advisor changed firm
Karissa Ann Mclaren left Savvy for Oasis Wealth Planning Advisors (registered 2026-03-05)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2026
Team lift-out
2 advisors left Belpointe Asset Management LLC (Mount Pleasant, SC) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jan 20, 2026
Team lift-out
2 advisors left Fbl Wealth Management, LLC (West Des Moines, IA) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 3, 2025
Team lift-out
3 advisors left Commonwealth Financial Network (Carmel, IN) for Savvy a day apart
Form ADVobserved 5 days ago
3 advisors
Occurred
Oct 10, 2025
Team lift-out
2 advisors left Plancorp, LLC (ST Louis, MO) for Savvy on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 30, 2025
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Eagle, ID) for Savvy on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 30, 2025
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Colorado Springs, CO) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 22, 2025
Team lift-out
2 advisors left All That Matters Financial Services LLP (North Kingstown, RI) for Savvy on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 18, 2025
Advisor departed, no destination yet
Nickolas Eric Reilly no longer registered at Savvy; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Sep 18, 2025
Advisor departed, no destination yet
Kyle Weisbrod no longer registered at Savvy; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Sep 2, 2025
Advisor changed firm
Brent Thomas Boden left Savvy for Corient (registered 2025-08-21)
Form ADVobserved 5 days ago
Occurred
Aug 29, 2025
Team lift-out
3 advisors left Mercer Global Advisors Inc. (San Diego, CA) for Savvy on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jun 16, 2025
Team lift-out
3 advisors left Focus Financial (Minneapolis, MN) for Savvy on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Apr 15, 2025
Advisor changed firm
Anthony Gaetano Decicco left Savvy for Kerr Wealth Management (registered 2025-06-20)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Daniel Matthew Moore left Savvy for Brighton Jones Llc (registered 2025-03-25)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2025
Advisor changed firm
Paul Alexander Austin left Savvy for Farther (registered 2025-02-24)
Form ADVobserved 5 days ago
Occurred
Jan 23, 2025
Regulatory AUM changed
Savvy reported RAUM $1.3B, up 223% from $401.3M (2024-11-26 to 2025-01-23)
Form ADVobserved 5 days ago
$894M

Show 9 bookkeeping events

Occurred
Sep 18, 2026
Rik James Henrik Saylor added a TX registration at Savvy
Occurred
Sep 17, 2026
Gabriel S Boruff registered as an investment adviser representative at Savvy
Occurred
Sep 17, 2026
Ryan Charles Austin registered as an investment adviser representative at Savvy
First seen by DFX
Sep 17, 2026
date not stated
Trent Louis Grzegorczyk no longer holds an investment adviser registration (last listed at Savvy on the 2026-09-16 feed)
Occurred
Sep 16, 2026
Chan Hyun Lim registered as an investment adviser representative at Savvy
Occurred
Sep 16, 2026
Rik James Henrik Saylor added a OH registration at Savvy
Occurred
Sep 14, 2026
Alexander Duncan registered as an investment adviser representative at Savvy
Occurred
Mar 31, 2026
Savvy reported 126 offices beyond its principal office, up from 42 (2026-01-30 to 2026-03-31)
Occurred
Jan 23, 2025
Savvy reported 39 offices beyond its principal office, up from 11 (2024-11-26 to 2025-01-23)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47d79872-76f2-5a8c-d7b2-a039ea71c770
First observed: Mar 9, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAVVY

SAVVY ADVISORS, INC., CRD 318493

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47d79872-76f2-5a8c-d7b2-a039ea71c770

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KURT TYLER FETTER

n/a

NEW YORK, NY | WILLIAMSVILLE, NY | Williamsville, NY

yes

ERIC EGAN KIRSTE

Certified Financial Planner

Prospect Heights, IL

KACIE LYNN SCHULZ

Certified Financial Planner

FARGO, ND | Fargo, ND | Bismarck, ND | NEW YORK, NY | Parrish, FL

Michael Joseph McCarthy

Certified Financial Planner

Boston, MA

Daniel Joseph Perrino

n/a

Bellingham, WA

Daniel M Brady

n/a

New York, NY

FRANK GRANT REMUND

Certified Financial Planner

NEW YORK, NY | Garden City, ID

Ryan Alexander Bond

Certified Financial Planner

NEW YORK, NY | West Chester, PA

MICHAEL MOST

n/a

NEW YORK, NY | Fort Lauderdale, FL

FRANK WILLIAM MALPIGLI

n/a

NEW YORK, NY

JOHN ADEL KHOURY

n/a

Holliston, MA | NEW YORK, NY

DUSTIN HEATH PARSONS

n/a

Cabot, AR | NEW YORK, NY

Aaron Wiegman

Certified Financial Planner

Del Mar, CA | NEW YORK, NY

David Gao

n/a

NEW YORK, NY

Arynton Senna Hardy

n/a

NEW YORK, NY | Los Angeles, CA

DAVID GOTTLIEB

n/a

NEW YORK, NY | WEST ORANGE, NJ

yes

SCOTT GLENN EICHLER

n/a

NEW YORK, NY | Orange, CA

NICKLAUS C AUSTIN

n/a

NEW YORK, NY | Charlotte, NC

Louis Green

Certified Financial Planner|Chartered Financial Analyst

Brooklyn, NY | NEW YORK, NY

JESUS ALBERTO PINEDO

n/a

NEW YORK, NY | Saint Petersburg, FL

NATHAN WILLIAM KUNKEL

Certified Financial Planner

NEW YORK, NY | Cincinnati, OH

BRIAN WESLEY MILLS

n/a

Los Angeles, CA | NEW YORK, NY

JON NICHOLAS MCLAUGHLIN

n/a

NEW YORK, NY | Hawthorne, CA

BRAD IAN MORGAN

Certified Financial Planner

Cincinnati, OH | NEW YORK, NY

BRIAN THOMAS BOSWELL

Certified Financial Planner

Georgetown, TX | NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MALHOTRA, RITIK, (NMN)

CHIEF EXECUTIVE OFFICER

yes

02/2022

Mar 31, 2026

SAVVY WEALTH, INC.

Shareholder

yes

02/2022

Mar 31, 2026

MALHOTRA, RITIK, (NMN)

COMMON AND PREFERRED SHAREHOLDER

yes

07/2021

Mar 9, 2022

Nov 26, 2024

HAR-EL, AMIR, HANNAN OVADIA

CHIEF OPERATING OFFICER

07/2024

Mar 31, 2026

WILMOTT, LISANDRA, EVELYN

CHIEF COMPLIANCE OFFICER

04/2025

Mar 31, 2026

HORNE, TARA, NICHOLE

CHIEF COMPLIANCE OFFICER

01/2024

Jan 18, 2024

Nov 26, 2024

City

State

Country

Employees

Also broker-dealer

Denver

United States

Bellingham

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.0B

170

101

126

n/a

2024

Apr 8, 2025

$1.3B

n/a

2023

Mar 27, 2024

$382M

$351M

n/a

2022

Mar 30, 2023

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

102

3.7%

169

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.0B

$1.3B

286.1%

$115M

252.0%

170

126

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISORNET WEALTH PARTNERS

Jul 10, 2026

Jul 7, 2026

FORT COLLINS, CO

Team lift out

RIA to RIA

3.3%

CLARIS FINANCIAL, LLC

Jun 29, 2026

Jul 7, 2026

GLEN ALLEN, VA

Firm absorbed

RIA to RIA

50.0%

LPL FINANCIAL LLC

Jun 16, 2026

Jun 2, 2026

GREENWOOD, IN

Team lift out

Ibd to RIA

0.0%

MAIA WEALTH

May 20, 2026

Jun 3, 2026

OAKBROOK TERRACE, IL

Team lift out

RIA to RIA

4.7%

MARCADO ASSET MANAGEMENT LLC

Mar 31, 2026

Feb 9, 2026

SAN ANTONIO, TX

Team lift out

Other

66.7%

COLORADO WEALTH GROUP LLC

Mar 31, 2026

Nov 17, 2025

DENVER, CO

Firm absorbed

RIA to RIA

80.0%

BELPOINTE ASSET MANAGEMENT LLC

Feb 27, 2026

Apr 29, 2026

MOUNT PLEASANT, SC

Team lift out

RIA to RIA

1.2%

FBL WEALTH MANAGEMENT, LLC

Jan 20, 2026

Jan 28, 2026

WEST DES MOINES, IA

Team lift out

Ibd to RIA

1.0%

COMMONWEALTH FINANCIAL NETWORK

Nov 3, 2025

Nov 7, 2025

CARMEL, IN

Team lift out

Ibd to RIA

0.1%

PLANCORP, LLC

Oct 10, 2025

Oct 9, 2025

ST LOUIS, MO

Team lift out

RIA to RIA

5.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 30, 2025

Oct 6, 2025

COLORADO SPRINGS, CO

Team lift out

Ibd to RIA

0.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 30, 2025

Oct 6, 2025

EAGLE, ID

Team lift out

Ibd to RIA

0.0%

ALL THAT MATTERS FINANCIAL SERVICES LLP

Sep 22, 2025

May 27, 2025

NORTH KINGSTOWN, RI

Team lift out

Other

100.0%

MERCER GLOBAL ADVISORS INC.

Aug 29, 2025

Jul 15, 2025

SAN DIEGO, CA

Team lift out

RIA to RIA

0.5%

FOCUS FINANCIAL

Jun 16, 2025

Jul 17, 2025

MINNEAPOLIS, MN

Team lift out

RIA to RIA

2.5%

Farther

Dec 17, 2024

Jan 21, 2025

SAN FRANCISCO, CA

Team lift out

RIA to RIA

3.7%

Farther

Dec 17, 2024

Dec 24, 2024

RENO, NV

Team lift out

RIA to RIA

1.8%