DFX Intelligence

B•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

B•••• C•••••• M••••••••• L••

CRD 171023

RICHARDSON, TX

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Search this name across graphsid dfx:ria:054e1182-2581-8213-4bfd-fc650eed04ee

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 14
On other graphs: 1
Observed: Jun 6, 2014 to Apr 29, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B•••• C•••••• M••••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.85 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $319Mderived••• Locked
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $1.4Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• L••• W•••••••	Chartered Financial Analyst	RICHARDSON, TX	11	12	n/a	no
J•••• C••• E••••• B••••••	n/a	RICHARDSON, TX	6	16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• W••••• S••••••••• L•• • B•••• G••••• E••••• S•••••	Hedge Fund	$1.3B	Apr 29, 2026	1,305	Apr 29, 2026	reported	021-504545
B•••• I••••••••• F•••• L•	Hedge Fund	$1.0B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• M•••••• M••••	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	09/2014	Sep 26, 2014	Mar 26, 2024
W•••••••• C•••• L•••	MANAGING MEMBER	E	yes	05/2014	Jun 6, 2014	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• G•• L•	n/a	n/a	n/a	Y	yes	n/a
B•••• E•••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.2B	26.9%	$798M	52.1%	10	8	0	0

Relationships

Advises (4)

→ B•••• I••••••••• F•••• L•Private fundHedge Fund, IA
Nov 1, 2021 to presentfactForm ADV
→ B•• W••••• S••••••••• L•• • B•••• G••••• E••••• S•••••Private fundHedge Fund, IA
Apr 29, 2026 to presentfactForm ADV
→ B•••• H••••• V•• L•Private fundVenture Capital Fund, IA, no longer reported
Jul 28, 2017 to Nov 2, 2021factForm ADV
→ B•••• C•••••• P•••••••• L•

Dated events

Occurred
Apr 29, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.6B
Occurred
Apr 29, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 29, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Apr 29, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:054e1182-2581-8213-4bfd-fc650eed04ee
First observed: Jun 6, 2014
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.